Former Israeli Finance Minister Moshe Kahlon was convicted on May 31, 2026, in Tel Aviv District Court of securities law violations related to his role as chairman of Yunit Credit (a publicly-traded credit company).
The SEC charged 21 individuals for their alleged involvement in a decade-long insider trading scheme that used information misappropriated from multiple global law firms and resulted in millions of dollars in illicit profits.
On April 20, 2026, the SEC filed a settled action against Rakesh Ahuja, a former employee of an investment advisory firm, for allegedly insider trading based on confidential information he obtained during his employment. Ahuja's unlawful trades resulted in profits of approximately $65,000.
On March 30, 2026, the SEC filed insider trading charges against Ronald Smith, a Connecticut resident and then-registered representative for a New York-based broker-dealer, who was allegedly tipped material nonpublic information misappropriated from the laptop of an employee of a New York-based investment bank.
A major enforcement action was published on March 27, 2026, involving a bank that breached UK Market Abuse Regulation requirements, FCA Principle 3, and systems and controls requirements related to detecting and reporting suspicious trading activity following the introduction of a new automated order system.
On March 26, 2026, the SEC filed settled charges against Oklahoma resident Krish Kumar for allegedly making materially false and misleading representations to investors, raising approximately $7.
MAS issued Prohibition Orders against Mr Wang Qiming (16-year prohibition) and Mr Liu Kai (7-year prohibition), former relationship managers convicted of charges connected to Singapore's major money laundering case of August 2023 involving S$3 billion ($2.3 billion) in illicit assets.
Singapore Police and MAS jointly conducted enforcement operations against Capital Asia Investments Pte Ltd and its directors for suspected money laundering offences and failure to comply with AML obligations. Police seized more than S$160 million of assets in bank and securities accounts.
The AMF Sanctions Committee condemned Makor Securities Paris to a fine of €700,000 and its director Yankel Hassan to €150,000 for serious failings in their market abuse detection system.
On December 16, 2025, the SEC filed settled charges against an individual trader for allegedly engaging in a two-year spoofing scheme that generated approximately $373,885 in ill-gotten gains.
Robinhood Securities and Robinhood Financial agreed to pay $45 million ($33.5M and $11.5M respectively) in SEC fines for failing to timely file suspicious activity reports.